REGULATORY EXPERTISE
With regulatory changes and new policy around retirement income , Sustainability Disclosure Requirements and vulnerable clients , as well as the ongoing requirements of Consumer Duty becoming a reality , we ’ ve reintroduced our Compliance Clinics to give you an additional layer of support . These one-hour , bi-monthly virtual events are presented by members of our expert and experienced Regulatory Consultancy team , addressing the areas which you ’ ve told us are important to you . The FCA ’ s output can be both plentiful and , at times , difficult to interpret , and our Compliance Clinics are designed to cut through the noise and outline what regulation means for you in practical terms . The Clinics are also interactive , allowing the audience to ask questions throughout , and any questions not answered on the day are followed up and circulated afterwards .
2K
More than 2000 people watched our last compliance clinics
If you missed our previous Clinics – ‘ Preparing for the Consumer Duty Annual Report Submission ’ in April and ‘ Effective Supervision and Monitoring in a Consumer Duty World ’ in June – you can watch them again on the Adviser Media Player . There ’ s also still time to book your place on the upcoming Clinic , ‘ Mortgages Special : Consumer Duty , case quality , and lessons learned from files submitted ’, which takes place in August . Visit the Events section of our websites to see a full agenda and book your place .
WE ’ VE REINTRODUCED OUR COMPLIANCE CLINICS TO GIVE YOU AN ADDITIONAL LAYER OF SUPPORT .
If there are any areas you ’ d like to see covered in future Compliance Clinics , please don ’ t hesitate to let us know at compliance @ simplybiz . co . uk .
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