The Adviser Issue 11 | Page 11

REGULATORY EXPERTISE
Download the Regulatory Horizon Scanner Visit bit . ly / RegulationTimeline to download the latest version . We ’ ll keep you fully updated on regulatory news and changes going forward – keep an eye out for our regular bulletins and on the website . You can also get in touch with any individual queries on 01484 439120 , or at compliance @ simplybiz . co . uk
IMPLEMENTATION OF DIVERSITY AND INCLUSION FRAMEWORK – REPORTING ’
Policy Statement
DIVERSITY AND INCLUSION FRAMEWORK
FCA WORKING GROUP OUTPUT TO BUILD CAPABILITY ON SUSTAINABLE FINANCE ’
Consultation paper FSCS REFORM
SECOND ANNUAL REVIEW - AR REGIME
Consultation Paper
REVIEW OF THE SENIOR MANAGERS AND CERTIFICATION REGIME ( SM & CR )

Q3 2024

Q4 2024

SUSTAINABILITY INVESTMENT LABELS REGIME COMES INTO FORCE
CAPITAL ADEQUACY FOR INVESTMENT ADVICE FIRMS - NEW CAPITAL DEDUCTION REQUIREMENT – FINAL RULES
REFORM OF THE CONSUMER CREDIT ACT 1974
FIRMS TO DOCUMENT THEIR RETIREMENT INCOME ADVICE PROCESS REVIEW
POST IMPLEMENTATION REPORT ON TREATMENT OF VULNERABLE CUSTOMERS
CONSULTATION PAPER FIRM PREPARATION TO BEGIN IMPLEMENTATION OF FINAL RULES
# 11 | SUMMER 2024 | 11