REGULATORY EXPERTISE
Keeping an eye on the horizon Whilst the above three are our recommended areas of focus for now , it ’ s also important to keep an eye on what ’ s also coming down the regulatory line . To help you with this we regularly update our Regulatory Horizon Scanner , which brings together key dates in a simple visual format .
You can view our recently updated Regulatory Horizon Scanner below . Our members and clients , however , should download the full version ( from the Compliance section of our website , or using the link below ) because the boxes on the timeline become direct links to the relevant guidance as soon as it is available , making it an invaluable tool for advisers and compliance officers alike .
GATEWAY FOR APPROVING UNAUTHORISED FIRM PROMOTIONS
FCA report on findings
RETIREMENT INCOME REVIEW
ADVICE GUIDANCE BOUNDARY REVIEW
Policy Paper
Consultation Paper
DISCRETIONARY PORTFOLIO MANAGERS SUSTAINABILITY DISCLOSURE REQUIREMENTS
Q1 2024
Q2 2024
Consultation paper
REVIEW OF CAPITAL ADEQUACY REQUIREMENTS
ANTI GREENWASHING RULE COMES INTO FORCE MAY 2024
Implementation
BASELINE FINANCIAL RESOURCE RETURN
REVIEW OF THE ‘ GUIDANCE FOR FIRMS ON THE FAIR TREATMENT OF VULNERABLE CUSTOMERS
FINANCIAL PROMOTIONS ON SOCIAL MEDIA
FIRMS TO REVIEW THEIR ONGOING ADVICE PROCESS
ALL FIRMS TO COMPLETE THEIR FIRST ANNUAL ASSESSMENTS OF CONSUMER DUTY OUTCOMES AND BOARD REPORTS
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