Combining the regulatory expertise of Simplybiz and the technical expertise of Fintel IQ partner ifaDASH, Navigator will help steer you through the often complex world of regulation, simplifying this complexity and providing connectivity whilst helping you manage risks within your business.
As regulation evolves, the need to harvest appropriate data is becoming more important, particularly to assist with evidencing Consumer Duty outcomes. Navigator has been designed to meet your needs, no matter the size of your business or the activities that you undertake and will itself evolve in line with the regulator’ s requirements.
Navigator is a central platform, allowing you to manage your compliance responsibilities from one single hub. It offers a path to help you:
• Manage risks within your business with simple RAG rated dashboards
• Schedule and manage activities within your business with our online Compliance Monitoring Plan
• Provide a clear audit trail of activities completed
• Record and manage key regulatory tasks within a suite of regulatory registers
• Access a central Compliance Hub to manage activities
• Monitor client review activity
• Monitor and manage vulnerable client engagement
• Review and analyse advice suitability via file review outcomes, grade summaries, and key trends within the dedicated file review hub
• Collate Training and Competence and certification outcomes in one central location
12 | The Adviser