REGULATORY EXPERTISE
KEY AREAS OF REGULATORY
FOR THE REST OF THE YEAR
Sandy McGregor Head of Policy SimplyBiz
Kris Armstrong Compliance Policy Manager SimplyBiz
The first half of 2024 has given the financial advice profession much to think about . We have seen the release of the muchanticipated retirement income advice thematic review , a warning shot in the shape of renewed scrutiny of the delivery of ongoing advice services , and a shift in focus towards embedding Consumer Duty through a requirement for senior management in firms to identify , monitor , assess and confirm the delivery of good outcomes . From a regulatory perspective , these should be the key areas of focus for firms in the coming months .
# 11 | SUMMER 2024 | 7